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   Saturday 07 Nov 2009
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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
ASIA China, Singapore, Australia, Japan, Korea (South), Bangladesh
AUSTRALIA Sydney, Melbourne, Canberra
USA New York City, Los Angeles, Pittsburgh, San Antonio, San Francisco, more...
EUROPE UK, Luxembourg, France, Netherlands, Switzerland, Germany, Ireland, Belgium, more...
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1-30 of 328 Jobs Company Location Date
Compliance Manager
National Australia Bank
Salary: TBA
Australia-Melbourne 07 Nov
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Head of Control Room Hong Kong
Macquarie
Salary: Information not provided
China-Hong Kong 07 Nov
Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating areas and seni...
Financial Services Lawyer - Equities
Macquarie
Salary: Information not provided
Australia-Sydney 07 Nov
Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based in Sydney.
Regulatory Change Lawyer
Macquarie
Salary: Information not provided
Australia-Sydney 07 Nov
Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep...
AML Operations Manager
Macquarie
Salary: Information not provided
Australia-Sydney 07 Nov
An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program.
Large Shareholder Reporting Compliance
McGregor Boyall
Salary: £Competitive
Japan-Tokyo 06 Nov
A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi...
Compliance Head - Corporate Finance, Asset Management, Brokerage
SearchAsia Hong Kong
Salary: Open
China-Hong Kong 06 Nov
Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage
Head of Legal
Talent2 (HK)
Salary: Attractice Remuneration
China-Hong Kong 06 Nov
Head of Legal position for highly regarded financial services organisation.
In-house Lawyer - Wealth Management
UBS AG
Salary: Competitive
Singapore 06 Nov
An exciting opportunity has arisen to join UBS as an In-house Lawyer - Wealth Management
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 06 Nov
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
Compliance Manager, Consumer Banking & Wealth Management
Global Associates
Salary: 55,000 - 70,000
China-Hong Kong 06 Nov
Our client is an international bank. It is looking for a dynamic compliance professional with good wealth management and cons...
Senior Manager - Legal and Compliance
Hays Banking Hong Kong
Salary: Excellent Remuneration Pa...
China-Hong Kong 06 Nov
Daily front office monitoring for the business. Performing post-transaction surveillance. Managing a small team.
Compliance & Legal Assistant
Hays Banking Hong Kong
Salary: Attraction Salary Package
China-Hong Kong 06 Nov
Leading US hedge fund is looking to secure a new Legal and Compliance Assistant to provide legal & compliance support to the...
Legal Counsel - Investment Bank ( 2/3 Years + PQE)
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional lawyer for the...
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 06 Nov
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 06 Nov
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
Legal Director, Singapore
ALS International
Salary: Attractive
Singapore 06 Nov
Our client is an international asset management firm who offers global investment management expertise through global/interna...
Senior Lawyer
ASIC
Salary: EL 2
Australia-Melbourne 06 Nov
Drive change in the new Credit Deterrence Team
Senior Investigator
ASIC
Salary: EL 2
Australia-Brisbane 06 Nov
Take action and enforce new credit legislation
EL1 Investigator
ASIC
Salary: EL 1
Australia-Hobart 06 Nov
Join the team and undertake criminal and civil investigations
Lawyer - Executive Level 1
ASIC
Salary: EL 1
Australia-Sydney 06 Nov
Work on high profile matters which regulate Australia’s financial markets
Investigator - Executive Level 1
ASIC
Salary: EL 1
Australia-Sydney 06 Nov
Obtain and analyse evidence of financial misconduct
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 06 Nov
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Compliance - Asset Management
Legal Futures (HK) Limite...
Salary: Above Market
China-Hong Kong 06 Nov
Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon...
COMPLIANCE MANAGER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 06 Nov
A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon...
Senior Manager, Compliance - Life Insurance
Hays Insurance Hong Kong
Salary: Competitive package + ben...
China-Hong Kong 06 Nov
This new and exciting opportunity for a compliance professional to join a growing life office and endeavour to deliver key re...
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 06 Nov
Regulatory Analyst
Compliance Manager (Investment Bank)
Elite Global Partners
Salary: Competitive
Singapore 06 Nov
A small boutique Asian Investment and Securities firm is looking to fill the position of Compliance Manager. Company size in...
AVP/VP Head of Credit Policy and Risk Analytics
WH Marks Sattin
Salary: Negotiable on Experience
Singapore 06 Nov
Head of Credit Policy, Operational Risk and Risk Analytics within Top-Tier Bank (Consumer)
Compliance Officer
Hudson Singapore
Salary: Attractive remuneration
Singapore 06 Nov
Our client is an established hedge fund with headquarter in Asia and have just opened its Singapore office as part of their r...
Jobs: Compliance / Legal (1-30 of 328 Jobs)