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Compliance Manager
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National Australia Bank
Salary: TBA
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Australia-Melbourne |
07 Nov |
| At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin... |
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Head of Control Room Hong Kong
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Macquarie
Salary: Information not provided
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China-Hong Kong |
07 Nov |
| Head of Control Room Asia within the Risk Management Group in Hong Kong, requiring liaison with all operating areas and seni... |
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Financial Services Lawyer - Equities
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Macquarie
Salary: Information not provided
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Australia-Sydney |
07 Nov |
| Macquarie Securities is seeking an experienced Financial Services Lawyer for its Legal Structuring Team based in Sydney. |
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Regulatory Change Lawyer
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Macquarie
Salary: Information not provided
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Australia-Sydney |
07 Nov |
| Risk Management role working with Compliance teams within RMG and in our businesses to ensure Macquarie is appropriately prep... |
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AML Operations Manager
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Macquarie
Salary: Information not provided
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Australia-Sydney |
07 Nov |
| An opportunity to be part of a central team responsible for maintaining the Macquarie Group-wide AML/CTF Program. |
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Large Shareholder Reporting Compliance
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McGregor Boyall
Salary: £Competitive
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Japan-Tokyo |
06 Nov |
| A leading global Investment Bank seeks a Compliance Officer to join the Asia Pacific Large holdings group. Based in Tokyo thi... |
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Compliance Head - Corporate Finance, Asset Management, Brokerage
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SearchAsia Hong Kong
Salary: Open
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China-Hong Kong |
06 Nov |
| Compliance Head | Report to CRO | Corporate Finance, Asset Management, Securities Brokerage |
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Head of Legal
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Talent2 (HK)
Salary: Attractice Remuneration
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China-Hong Kong |
06 Nov |
| Head of Legal position for highly regarded financial services organisation. |
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In-house Lawyer - Wealth Management
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UBS AG
Salary: Competitive
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Singapore |
06 Nov |
| An exciting opportunity has arisen to join UBS as an In-house Lawyer - Wealth Management |
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Head of Control Room
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
06 Nov |
| Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro... |
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Compliance Manager, Consumer Banking & Wealth Management
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Global Associates
Salary: 55,000 - 70,000
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China-Hong Kong |
06 Nov |
| Our client is an international bank. It is looking for a dynamic compliance professional with good wealth management and cons... |
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Senior Manager - Legal and Compliance
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Hays Banking Hong Kong
Salary: Excellent Remuneration Pa...
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China-Hong Kong |
06 Nov |
| Daily front office monitoring for the business.
Performing post-transaction surveillance.
Managing a small team. |
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Compliance & Legal Assistant
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Hays Banking Hong Kong
Salary: Attraction Salary Package
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China-Hong Kong |
06 Nov |
| Leading US hedge fund is looking to secure a new Legal and Compliance Assistant to provide legal & compliance support to the... |
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Legal Counsel - Investment Bank ( 2/3 Years + PQE)
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Legal Futures (HK) Limite...
Salary: Above Market
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China-Hong Kong |
06 Nov |
| Our client is well respected and dynamic European Investment Bank and they are presently seeking an additional lawyer for the... |
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Internal Audit Manager
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Morgan McKinley
Salary: Negotiable depending on e...
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China-Hong Kong |
06 Nov |
| Our Client, a Financial Instituition, is looking for
Audit Managers
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Senior Manager - Compliance
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Morgan McKinley
Salary: Competetive
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China-Hong Kong |
06 Nov |
| A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp... |
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Legal Director, Singapore
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ALS International
Salary: Attractive
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Singapore |
06 Nov |
| Our client is an international asset management firm who offers global investment management expertise through global/interna... |
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Senior Lawyer
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ASIC
Salary: EL 2
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Australia-Melbourne |
06 Nov |
| Drive change in the new Credit Deterrence Team |
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Senior Investigator
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ASIC
Salary: EL 2
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Australia-Brisbane |
06 Nov |
| Take action and enforce new credit legislation |
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EL1 Investigator
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ASIC
Salary: EL 1
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Australia-Hobart |
06 Nov |
| Join the team and undertake criminal and civil investigations |
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Lawyer - Executive Level 1
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ASIC
Salary: EL 1
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Australia-Sydney |
06 Nov |
| Work on high profile matters which regulate Australia’s financial markets |
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Investigator - Executive Level 1
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ASIC
Salary: EL 1
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Australia-Sydney |
06 Nov |
| Obtain and analyse evidence of financial misconduct |
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AVP/ VP Surveillance
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Talent2 (HK)
Salary: Attractive Remuneration
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China-Hong Kong |
06 Nov |
| The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,... |
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Compliance - Asset Management
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Legal Futures (HK) Limite...
Salary: Above Market
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China-Hong Kong |
06 Nov |
| Our client is a market leading asset management company and they are currently seeking for a compliance officer for their Hon... |
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COMPLIANCE MANAGER
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Recruitment Intelligence...
Salary: Competitive package
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China-Hong Kong |
06 Nov |
| A leading brokerage house is looking for high calibre candidates to join as Compliance Manager. The position is based in Hon... |
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Senior Manager, Compliance - Life Insurance
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Hays Insurance Hong Kong
Salary: Competitive package + ben...
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China-Hong Kong |
06 Nov |
| This new and exciting opportunity for a compliance professional to join a growing life office and endeavour to deliver key re... |
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Regulatory Analyst
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Wellington Management Com...
Salary: Competitive
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China-Hong Kong |
06 Nov |
| Regulatory Analyst |
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Compliance Manager (Investment Bank)
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Elite Global Partners
Salary: Competitive
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Singapore |
06 Nov |
| A small boutique Asian Investment and Securities firm is looking to fill the position of Compliance Manager. Company size in... |
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AVP/VP Head of Credit Policy and Risk Analytics
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WH Marks Sattin
Salary: Negotiable on Experience
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Singapore |
06 Nov |
| Head of Credit Policy, Operational Risk and Risk Analytics within Top-Tier Bank (Consumer) |
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Compliance Officer
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Hudson Singapore
Salary: Attractive remuneration
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Singapore |
06 Nov |
| Our client is an established hedge fund with headquarter in Asia and have just opened its Singapore office as part of their r... |
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